The transition to self-directed 401K retirement plans, registered investment advisers and retail brokers was at first accompanied by wide trading spreads and meaty fees.
起初，向自我导向的401K退休计划、注册投资顾问和零售经纪人的转变，都伴随着巨大的交易差价和巨额费用。
| 单词 | Registered Investment Adviser |
| 释义 |
Registered Investment Adviser
原声例句
经济学人（汇总） The transition to self-directed 401K retirement plans, registered investment advisers and retail brokers was at first accompanied by wide trading spreads and meaty fees. 起初，向自我导向的401K退休计划、注册投资顾问和零售经纪人的转变，都伴随着巨大的交易差价和巨额费用。
英语百科
Registered Investment AdviserA Registered Investment Adviser (RIA) is an investment adviser (IA) registered with the Securities and Exchange Commission or a state's securities agency. The numerous references to RIAs within the Investment Advisers Act of 1940 popularized the term, which is closely associated with the term investment advisor (spelled "investment adviser" in U.S. financial law). An IA is defined by the Securities and Exchange Commission as an individual or a firm that is in the business of giving advice about securities. |
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